Los Angeles California Law Firm, Palos Verdes, South Bay, Los Angeles, Southern California University Spinout Clients, University Spin-outs: General Counsel to university spinout companies and to individual entrepreneurs, trademark registration, intellectual property licensing, dispute resolution, strategic partnerships and joint ventures. Stephen P. Rothman, Attorney at Law  
   
Stephen P. Rothman, Lawyer, Home
University Spinout Company Engagements
Sponsored Research Engagements
Finance: Legal Counsel for Seed Financing, Venture Capital, Private Placements, Initial Public Offerings.
Mergers and Acquisitions: Business Lawyer, Specialist in Business Aquisitions, Sale of Company, Divestiture, Spin-off.
Other Engagements: Legal Counsel, Technology Transfer, University Spin-Out, Trademark, Intellectual Property, Dispute Resolution.
Education: Harvard Law School, Yale College.
Publications: Website Privacy Laws, Federal Spam Law, Forming Your Company – Legal Issues to Consider
Clients Only, Business Forms
Contact
   
INSTITUTION
 
CLIENT
  INVENTOR / TECHNOLOGY   COMMENTS  
 
Caltech
 
AquaNano
  Mamadou Diallo, Ph.D. (Caltech) / Nanopolymer enhanced water filtration   Pilot stage system; received $1.1. million in angel funding; management team with NYSE-listed company experience; awarded first patent August 2008  

 
Caltech
 
FastSoft
  Prof. Steven Low / Internet transmission acceleration software   Rapid internet download software; product on market; Series A funding from angels and Miramar Ventures, venture loan from Silicon Valley Bank  

 
Caltech
 
Gevo
  Prof. Frances Arnold / Genetic engineering of organisms for efficient production of biofuels   Series A from Khosla Ventures 2005; Series B from Virgin Fuels 2007; IP licensed from UCLA and University of Illinois in addition to original Caltech license  

 
Caltech, Jet Propulsion Lab
 
Phasebridge
  Ronald T. Logan, Jr., Ph.D. / hybrid fiber optical networking modules   Series A and B funding from Clearstone Ventures, Intel Capital, TriQuint Semiconductor; sold to Emcore Corporation in 2005  

 
Caltech
 
Prof. Alain Martin / Situs Logic
  Prof. Alain Martin / asynchronous semiconductor chips   World leading academic lab in asynchronous chips and related software tools; financed by Air Force grant  

 
UCLA
 
BCN BioSciences, Inc.
  Dr. Mai Brooks / Endothelial derived gene   Pre-seed stage  

 
UCLA
 
Colloidia, LLC
  Prof. Thomas Mason / Colloids   Pre-seed stage  

 
UCLA
 
George Gruner / PrintAmp, Inc.
  Prof. George Gruner   Pre-seed stage  

 
UCLA
 
Librede, Inc.
  Prof. Jacob Schmidt, Bioengineering - storable lipid bilayers for ion channel measurements   Pre-seed stage  

 
UCLA
 
Silvus Technologies, Inc.
  Prof. Babak Danashrad / Wireless networking equipment   Department of Defense grant. Technology has both defense and commercial applications.  

 
UCLA
 
Unidym, Inc.
  Prof. George Gruner / transparent conductive materials   Acquired by Arrowhead Research Corporation  

 
UC Riverside
 
Prof. Michael Pirrung
  Various   Pre-seed stage  

 
University of Pennsylvania Medical School
 
Nidus Laboratories
  Mark Greene, M.D., Ph.D., F.R.C.P. / portfolio of several small molecule drug candidates   Angel funded; promising results in preventing hair loss from chemotherapy  

 
Vanderbilt University
 
DiaTech Oncology
  Assay for determining effectiveness of cancer drug for a particular patient / cancer   Angel funded  

 
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