Law Firm South Bay Los Angeles California Finance: financing, mergers, acquisitions, seed financing, venture capital, private placements, public offerings, bank financing, venture leasing Stephen Rothman  
   
Finance: Legal Counsel for Seed Financing, Venture Capital, Private Placements, Initial Public Offerings.
Mergers and Acquisitions: Business Lawyer, Specialist in Business Aquisitions, Sale of Company, Divestiture, Spin-off.
Other Engagements: Legal Counsel, Technology Transfer, University Spin-Out, Trademark, Intellectual Property, Dispute Resolution.
Education: Harvard Law School, Yale College.
Publications: Website Privacy Laws, Federal Spam Law, Forming Your Company – Legal Issues to Consider
Business Forms: Employment Agreement Employee Proprietary Information and Inventions Agreement Employee Separation Agreement and General Release Mutual Nondisclosure Agreement
   
Legal advice and coaching regarding seed financing, venture capital, private placements, public offerings, bank financing, venture leasing and other types of financial transactions.  
   
CLIENTS
  TRANSACTION   INDUSTRY  
   
Phasebridge, Inc.
  Seed, Series A and Convertible Debt financing rounds (investors include Clearstone Venture Partners, TriQuint Semiconductor, Intel Capital)   Opto-electronic networking equipment  

 
Individual Angel Investors
  Seed financing of Webalo, Inc.   Software  

 
Hiwire, Inc.
  $16 million Series B Convertible Preferred Stock venture capital round led by New Enterprise Associates   Internet radio software  

 
Q Step, LLC
  Seed financing   Medical device development  

 
Lyte Optronics, Inc.
  Private placements of Convertible Preferred Stock with Arkwright Capital Partners; and of Subordinated Debt and Common Stock with Pacific Mezzanine Fund   Laser pointer manufacturer  

 
Fujitsu, Ltd.
  Public offering of Fujitsu's Ross Technology, Inc. subsidiary   Semiconductors  

 
Steck Vaughn Publishing Corporation
  Initial public offering   Educational books  

 
  Private placement of convertible debt with institutional investors; initial and subsequent public offerings   Clinical laboratory  

 
Tanabe Seiyaku Co., Ltd.
  Two rounds of venture investments in Immunetech Pharmaceuticals   Pharmaceuticals  

 
Williams-Sonoma, Inc.
  Public offering   Specialty retailer  

 
    www.stephenrothman.com
Finance | Mergers & Acquisitions | Other Engagements | Education & Background | Publications | Forms

 

www.stephenrothman.com